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Home > A Closer Look > We’re Raising the Standard of Conduct for Broker-Dealers
Podcast: A Closer Look
Episode:

We’re Raising the Standard of Conduct for Broker-Dealers
Category: Business
Duration: 00:26:51
Publish Date: 2019-07-04 10:18:00
Description: Chairman Jay Clayton began his career as a clerk for the Honorable Marvin Katz of the U.S. District Court for the Eastern District of Pennsylvania. He then joined the Wall Street law firm of Sullivan & Cromwell where he advised market participants on capital raising and regulatory enforcement, until 2017, when he was nominated to chair the U.S. Securities and Exchange Commission. 

Host: Arthur Levitt
Total Play: 0

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