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Home > Federal Drive with Tom Temin > Outdated SEC communications rules are putting compliance and competitiveness at risk
Podcast: Federal Drive with Tom Temin
Episode:

Outdated SEC communications rules are putting compliance and competitiveness at risk

Category: Government & Organizations
Duration: 00:08:59
Publish Date: 2025-12-04 12:00:00
Description:

The Securities Industry and Financial Markets Association is urging the SEC to modernize its communication and recordkeeping rules. Robert Cruz, Vice President of Information Governance at Smarsh, joins us to explain why the current framework is falling behind, how firms are navigating enforcement risks, and what a workable compliance model could look like.

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