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Podcast: Asset & Wealth Management Podcast
Episode:

"Back to the office" regulatory updates for asset managers

Category: Business
Duration: 00:04:16
Publish Date: 2020-07-16 16:32:00
Description:

This week on our AWM video and podcast series the PwC experts Dr. Jean-Claude Spillmann (Director, Head AWM and Banking Regulatory) and Erol Baruh (Legal Counsel, Regulatory & Compliance Specialist) give us an "back to the office" regulatory update. The Financial Services Act and the Financial Institutions Act have a major impact on the Swiss regulatory landscape for the AWM industry. In particular, many asset managers and trustees are expected to apply in the next months for a FINMA license for the first time. In order to ensure a timely and efficient implementation, the experts tell you the answers to the most important questions you need to consider. 

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